SFIG Submits Supplemental Regulation AB II Comment Letter to SEC

Yesterday, January 12th, SFIG submitted a comment letter, drafted by Morgan Lewis, to the U.S. Securities and Exchange Commission (“SEC”) regarding asset-level information for additional asset classes, specifically credit card and equipment floorplan, to address one of the deferred actions within the Regulation AB II final rule. This letter follows our June 2015 submission to the SEC.

Future discussions across the asset class committees and the Regulation AB II Task Force will focus on the remaining outstanding proposed rules, including requiring issuers to provide the same disclosure for Rule 144A offerings as required for registered offerings. If you would like to participate in these discussions, please contact Alyssa.Acevedo@sfindustry.org.

wagers
Terms and Conditions | Privacy Policy